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Important Disclosures

The following disclosures apply to Rothman Investment Management, LLC (“RIM”) and its use of social media and other digital platforms.

LinkedIn Disclosure

RIM is a registered investment adviser. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where RIM and its representatives are properly licensed or exempt from licensure. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital.

LinkedIn recommendations and endorsements regarding RIM's investment advisory services are subject to regulatory requirements under the SEC Marketing Rule. RIM reviews all LinkedIn recommendations and endorsements prior to allowing them to be displayed. If you provide a recommendation or endorsement, we may be required to add a disclosure alongside it. Recommendations or endorsements that contain false or materially misleading statements will not be approved for display. For more information about our testimonial and endorsement policy, please contact us at [contact information].

Links to websites and other resources operated by third parties are provided as information only, and there can be no assurance as to its accuracy, suitability or completeness. RIM does not endorse, authorize or sponsor the content or its respective sponsors and is in no way responsible for third party content, services, products or information, or for the collection or use of information regarding the web site’s users and/or members.

Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluation.

Social Media Disclosure

RIM is a registered investment adviser. This platform is solely for informational purposes. Investing involves risk and possible loss of principal capital. Comments by viewers or third-party rankings and recognitions are no guarantee of future investment outcomes and do not ensure that a viewer will experience a higher level of performance or results. Public comments posted on this site are not selected, amended, deleted, or sorted in any way. If applicable, certain content may be removed, including personally identifiable information, profanity, and content that contains false or materially misleading statements.

Related Regulatory Documents

For additional information about Rothman Investment Management, LLC, please review the following regulatory documents: